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The United Kingdom is a constitutional monarchy with a two-chambered Parliament. The UK is composed of four countries, England, Northern Ireland, Scotland and Wales, which jointly have a population of 60 million. The Monarch is Head of State although executive and legislative power rests with Parliament headed by a Prime Minister and Government Cabinet of Ministers. The upper chamber (the House of Lords) is composed of hereditary representatives and members appointed by the Government whilst the lower chamber (the House of Commons) consists solely of directly elected representatives. Local government in England is a mixture of two tier (County and Districts) and single tier in London, the other Metropolitan areas and certain other areas. New single tier unitary authorities have replaced two-tier structures in the whole of Wales and Scotland and in many parts of England. Local government is subject to continuing reorganisation. As part of the process of devolving certain executive powers
from Parliament to the Regions of the United Kingdom, the Welsh Assembly and Scottish Parliament have been set up. These elected bodies have defined legislative and administrative powers within their respective Regions. Proposals exist to extend this principle across England. Northern Ireland has a single tier structure of 26 district authorities. The number of local weights and measures, or trading standards authorities in England, Wales and Scotland now exceeds 200.
Organisational Structure and Background
The Weights and Measures Act 1985 is the statutory basis for the legal metrology system in England, Scotland and Wales. In Northern Ireland the equivalent is the Weights and Measures (Northern Ireland) Order 1981.
Type Approval and the maintenance of national standards are functions of a governmental body, the National Weights and Measures Laboratory (NWML), an Executive Agency of the Department of Trade and Industry (DTI). It provides accredited measurement and calibration facilities and represents the United Kingdom at European and international level. The verification of gas and electricity meters is separately supervised by the Office of Gas and Electricity Markets (OFGEM). The Regulations on units of measurement and on pre-packages fall within the responsibilities of the DTI’s Consumer and Competition Policy Directorate.
Responsibility for consumer protection enforcement in England, Scotland and Wales rests with the local trading standards authorities. In Northern Ireland metrological functions are carried out by the Government Department of Enterprise, Trade and Investment. Each local authority responsible for consumer protection is autonomous, and the necessary coordination is provided by the Local Authorities Coordinators of Regulatory Services (LACORS).
Each of the local authorities responsible for matters relating to fair trading and consumer protection has a Trading Standards or Consumer Protection Department (referred to as Trading Standards Departments). These were originally known as Weights and Measures Departments prior to the expansion of their role into broader consumer protection enforcement areas. These Departments provide a comprehensive enforcement and advice service and administer a whole range of laws governing metrology as well as fair trading, foodstuffs, product safety and consumer protection. Each Department employs professionally qualified officers, known as Trading Standards Officers, and additional enforcement staff to apply the law to the wide range of products and services controlled.
Considerable emphasis is given to a procedure known as the ‘Home Authority Principle’ whereby each Trading Standards Department acts as the main contact point for enquiries concerning products and services originating from trade and industry with its headquarters in their particular areas and advises local companies on consumer protection legislation. Trading Standards Departments also work to the concept of Quality Assurance and efforts are made to promote Quality Assurance techniques to businesses.
The origins of Inspectors of Weights and Measures in the UK can be traced to William the Conqueror when he ordained that “weights and measures shall be true and stamped in all parts of the country”. In 1340 Edward III required the appointment of “good and suitable persons” to inspect measures and weights. In 1824 a new law required that “stampers” be appointed and for all trade weights and measures to be compulsorily stamped. Since that time local authorities have provided and maintained standards and employed qualified Inspectors according to successive Weights and Measures Acts, including the current Act of 1985.
Equipment Subject to National Controls
- Simple length measures
- Area measuring instruments (inspection only)
- Non-liquid volume measures
- Liquid volume measures
- Dipsticks
- Medium accuracy weights
- Liquid volume metering instruments
- Petroleum
- Liquefied petroleum gas (inspection only)
- Bulk milk (inspection only)
- Lubricating oil
- Heating oil
- Cold-water meters (domestic supplies only)
- Gas volume meters (No routine inspection. Reverification where meter readings subject to dispute)
- Electricity meters (sampling inspections each 5 years. Reverification every 10 or 20 years depending on meter type)
- Non-automatic weighing instruments
- Self-indicating
- Non self-indicating
- Automatic weighing instruments
- Discontinuous totalising
- Continuous totalising (beltweighers)
- Gravimetric filling
- Rail weighbridges
- Catch weighers
- Checkweighers (inspection only)
- Weight graders (inspection only)
- Weigh/price labeller and weigh labeller
- Road traffic instruments
- Taximeters (Directive 77/95/EEC) (Controls vary geographically)
- Tyre pressure gauges (inspection only) (Directive 86/217/EEC)
- Depth gauges for liquids for tax purposes (inspection only)
- Measuring instruments for grading cereals (only re: Directive 71/347/EEC)
- Laboratory instruments
- Warm-water meters (only Re: Directive 79/830/EEC otherwise no controls. Random inspection if in use for trade)
In the UK the control regime generally applies to instruments in use for trade. A notable exception to this is Directive 90/384/EEC on non-automatic weighing instruments, which applies to a much wider area.
Type Approval
Type approval is a principal function of the National Weights and Measures Laboratory. NWML performs the examination and testing work in appraising any instrument (other than gas volume or electrical energy meters) submitted for national or EC type approval, and publishes the type approval certificate. In certain cases, examination and testing may form part of an “in process” type approval evaluation. In addition, where facilities are not available on the NWML site, testing of a type may be contracted to a specialist laboratory. NWML also offers consultancy and testing services for a wide range of equipment. The Laboratory employs engineers and test engineers for type approval purposes.
All instruments subject to legal metrology control require type approval prior to initial verification, apart from simple weights and measures and simple weighing instruments, but they must comply with construction requirements provided by regulations. Fees charged by NWML are based on a full economic cost recovery principle. A rate card is published quoting fee rates. Fees for EEC work are set out by statutory instrument. NWML will arrange translation of certificates into languages other than English, at the expense of the applicant.
Gas and electricity meters are type approved by OFGEM.
Ad-hoc procedures apply to some other types of measuring instruments. For example, taximeters are subject to control in London by the licensing authority for taxis, the Metropolitan Police. Elsewhere in the country, licensing authorities may apply no such procedure.
NWML issues a majority of its national certificates for non-automatic weighing instruments, followed by automatic weighing instruments, petrol pumps, cold-water meters, and intoxicating liquor measuring instruments. Its greatest number of EEC certificates are published for material measures of length.
Initial Verification
Initial verification was formerly the sole responsibility of the local weights and measures authorities in England, Scotland and Wales and the Department of Enterprise, Trade and Investment in Northern Ireland. Following amendment to the Weights and Measures Act 1985, a self verification system has been introduced for manufacturers, installers and repairers. The task is performed by the Trading Standards Officers or Approved Verifiers using an official stamp, which incorporates a unique stamp number identifying the individual officer verifying the instrument. Verification will be performed on site, at the manufacturers/importers UK premises, or at the local authority’s premises. It is usually based on 100% testing, but batch testing is permitted in certain circumstances. In situ verification was legally required where instruments are designed to be used in a permanent location but this requirement has recently changed to permit factory stamping of petrol pumps.
The initial verification fees charged by local authorities are designed to secure full costs recovery including, where appropriate, travelling time and ancillary expenses. Discounts may be provided where large quantities of instruments are verified in bulk, and where the submitter provides equipment and facilities. LACORS issues annual guidance on the level of fees to local authorities based on average costings.
Self-verification had been introduced under Directive 90/384/EEC for non-automatic weighing instruments (NAWIs). It was extended, by amendment to the Weights and Measures Act 1985, to cover all classes of prescribed, controlled equipment stamped under national legislation. The system is based upon the application of Quality Assurance techniques (ISO 9000) and is subject to stringent safeguards. Manufacturers, installers and repairers seeking to become Approved Verifiers must apply directly to NWML. An approval route is available by means of a direct Quality Assurance Audit from NWML, or as part of an accredited ISO 9000 Quality System, followed by formal approval by the Secretary of State.
Trading Standards Officers have received government funded training, and the self-verification schemes now in place require them to play a significant role in assessing and auditing companies seeking self-verification authorisation as part of the third-party certification body assessment team.
Electricity meters may be self-verified by authorised manufacturers (since 1983). The manufacturers are to be third-party certified to ISO 9000 and meet other regulatory requirements. Initial verifications may also be performed by a meter examiner verification scheme.
Gas volume meters are subject to initial verification by a sector specific body. In some instances the gas meter testing offices are sited on meter manufacturer’s premises, but they remain independent of the manufacturer.
Inspection and Reverification
Periodic random inspection is performed by using statutory powers given to Trading Standards Officers. There are no statutory periods of inspection provided in current legislation. Government policy has been to seek provision for the inspection of instruments at reasonable intervals as a balance to any self-verification scheme and under the legislation implementing EC Directives.
LACORS has issued risk assessment guidance on the criteria that may be used by local authorities in determining inspection frequencies. This is related to the complexity of the equipment, the record of the trader, the value of goods and the environment of use.
| Weighing instruments inspected annually |
320,000 (7.5% failure rate) |
| Retail petrol pumps inspected annually |
60,000 (9% failure rate) |
Inspection tolerances are normally based on mpe x 2.
Statutory reverification is only required after repair or modification. Generally, it is an offence to use such equipment until it has been reverified.
The fees are as for initial verification.
Legal Metrology Practitioners and Scope
The NWML employs engineers and test engineers for type approvals work. These will all have a degree in engineering or applied physics or technical higher national certificates or diplomas with two years professional experience. Additional on-site training is provided.
Local trading standards authorities employ some 1500 Trading Standards Officers, supported by at least that number of other enforcement officers, to perform a range of fair trading and consumer protection functions. A full time equivalent figure of 300 Trading Standards Officers will be engaged on legal metrology inspection and verification tasks. In Northern Ireland some 25 Trading Standards Officers are employed by the Department of Enterprise, Trade and Investment with about twenty-five percent of that resource being employed on legal metrology functions.
Trading Standards Officers will generally be degree qualified on entry. A formal training course is provided with examinations being taken. The Weights and Measures Act 1985 requires inspectors to hold this statutory qualification.
Quality assurance techniques are applied to metrological control in the field of self verification, and so all Trading Standards Officers therefore receive training in quality assurance.
440 Trading Standards Officers received Government funded full training and many have become registered under the UK scheme as QA assessors. Others have received less intensive QA familiarisation training for general application. Advanced QA training is now automatically provided as part of the formal qualification.
Many Trading Standards Officers are involved in the provision of quality assurance (ISO 9000) advice to their employing authorities in relation to the purchase and provision of goods and services, and to local industry.
Trading Standards Departments provide a comprehensive consumer protection/fair trading enforcement service. As well as applying legal metrology controls, therefore, they enforce laws controlling the following:
- pre-packages;
- food composition and labelling;
- trade descriptions applied to goods and services;
- consumer product safety;
- consumer credit;
- animal health;
- goods vehicle weights; and
- licensing e.g. petroleum filling stations, explosives stores.
When an officer inspects a trader’s premises, he will often perform a comprehensive inspection examining and testing not only weighing and measuring equipment, but also applying the above laws to the trader’s goods and service.
Most departments also provide a comprehensive advice service to consumers, and businesses, including ‘home authority’ advice to local industry. Local departments deal with some 1 million complaints and enquiries each year.
Sanctions
There is no provision for the imposition of administrative fines. Infringements of legislation are dealt with either by prosecution in a Court of Law or by a written or verbal warning.
Prosecutions are normally brought by the local authority (except in Scotland and Northern Ireland) before a local Magistrates Court for adjudication. The inspector or a lawyer will present the case to the Magistrates who determine guilt and penalty. Offences under the Weights and Measures Act are of a “strict liability” nature, i.e. the local authority does not have to prove that the offender “knowingly” committed the offence.
Instruments found to be infringing legal requirements may be rejected and, in certain cases, seized and forfeited.
The Courts may impose a fine for offences involving the use of instruments outside tolerance, fraudulent use, short measure and pre-packages under T2. Some 300 weights and measures prosecutions will be instituted each year and 10,000 warnings given. However, considerable emphasis is placed by Trading Standards Departments on preventative enforcement and assisting traders to comply with the law. Prosecutions usually result because either the circumstances of the case were serious and indicated fraud or negligence, or the trader repeatedly offended and ignored warnings.
Directive 90/384/EEC
The Directive was originally implemented in the UK by the Non-automatic Weighing Instruments (EEC Requirements) Regulations 1992, SI 1992/1579. Following various amendments new Regulations were made in 2000.
Instruments in Article 1(2)(a) categories 4,5 and 6 (second part) were not subject to existing national controls. The other categories were when the instruments were in use for trade.
NWML has been notified to the Commission for type approval and unit verification purposes. Many Trading Standards Departments have been notified as EC verification bodies. Three organisations have been notified for the purposes of EC surveillance, ‘Authorised persons’ (generally Trading Standards Officers) are responsible for the carrying out of market surveillance activities as well as for enforcement of the requirements of the Directive to instruments in use.
No specific requirements have been implemented for gravity purposes. Manufacturers may choose to indicate in accompanying documentation what gravity value/zone the instrument has been set up for.
Generally instruments of Class III accuracy or better are required to be used for trade transactions. However Class IIII may be used for ballast, and Class I or II must be used for gold, silver, or other precious metals, precious stones and jewellery.
41. Manufacturers seeking self-declaration status under the 90/384/EEC Regulations will be subject to third-party certification by independent bodies notified to the Commission.
United Kingdom Accreditation Service
42. The UK had a national quality assurance accreditation scheme operated by the National Accreditation Council for Certification Bodies (NACCB), which accredited third-party certification bodies. Laboratory accreditation was the responsibility of NAMAS, the National Measurement Accreditation Service. NACCB and NAMAS have merged by way of formation of a single integrated private sector organisation. The United Kingdom Accreditation Service, UKAS, is now in place and serves to integrate NACCB and NAMAS responsibilities into a single UKAS organisation. UKAS is the sole national accreditation body recognised by government to assess, against internationally agreed standards, organisations that provide certification, testing, inspection and calibration services.
UKAS is a non-profit-distributing company, limited by guarantee, and operates under a Memorandum of Understanding with the Government through the Secretary of State for Trade and Industry.
LACORS 10 Albert Embankment London SE1 7SP
NWML Stanton Avenue Teddington Middlesex TW11 0JZ
Consumer and Competition Policy Directorate DTI 1 Victoria Street London SW1H 0ET
United Kingdom Accreditation Service 21-47 High Street Feltham Middlesex TW13 4UN
updated March 2003 |